论知识产权证券化的标准体系

摘要：

知识产权证券化的标准是关于知识产权证券化的相关主体、过程和服务要求的统一规范，其可以提高知识产权证券化产品透明度，降低投资者的风险，从而有助于提高市场流动性。本文在分析知识产权证券化及其标准化内涵的基础上，对知识产权证券化标准体系的构成提出了具体建议，即可以分为知识产权证券化业务操作标准和知识产权证券化服务机构尽职调查标准两大类。并对标准体系中应率先制定的重点标准提出了具体建议，即知识产权资产评级和定价标准，知识产权证券信息披露、审查与反馈标准，知识产权证券融资方的财务状况分析标准和可证券化的知识产权合规性评价标准。

Abstract:

The standards for intellectual property securitization are unified specification for the relevant entities, processes, and service requirements of intellectual property securitization. It can improve the transparency of intellectual property securitization products, reduce investor risks, thus helping improve market liquidity. On the basis of analyzing the connotation of intellectual property securitization and its standardization, this paper puts forward specific suggestions for the composition of the standards system of intellectual property securitization, which can be divided into two categories: operational standards for intellectual property securitization business and due diligence standards for intellectual property securitization service institutions. And specific suggestions are put forward for key standards that should be developed first in the standards system, namely intellectual property asset rating and pricing standards, intellectual property securities information disclosure, review and feedback standards, financial condition analysis standards for intellectual property securities financing parties, and compliance evaluation standards for intellectual property that can be securitized.

基金项目：本文受2021年度浙江省软科学研究计划重点项目“科技型中小企业知识产权证券化路径研究—以温州为例”（项目编号：2021C25030）资助。

作者简介：任为民，工程师，硕士，研究方向为专利信息利用、知识产权战略、企业知识产权管理等。王静，通信作者，硕士研究生，研究方向为知识产权。吴同喜，研究员，博士，研究方向为高职教育、马克思主义中国化、知识产权管理等。冀瑜，副教授，博士，研究方向为知识产权、标准化、专利信息利用等。